Audit the logic that ran, not the policy on file.
Every AI action mapped to the rule it triggers, signed the moment it happens.
Tagged, signed, and retained. Automatically.
Tagged
Every prompt, tool call, and agent action mapped to the rule it triggers — 47 rules across seven frameworks, classified as it happens.
Signed
Each row signed the moment it is written, CBOR and Ed25519, anchored to Sigstore Rekor. Tamper-evident by construction.
Retained
Held to the floor each framework sets — three years under Reg S-P, six months under the EU AI Act — and produced on demand.
Already on file when the examiner asks.
78% of compliance leaders could not pass an AI governance audit within 90 days. Proxara assembles the pack continuously, so the answer is already filed when the question lands.
Grant Thornton, 2026Every prompt tagged to the rule it triggers.
One request fans out to each control it implicates, as the interaction moves. No review pile, no backfill.
Draft a portfolio summary for the Mendez account, include performance against the S&P benchmark, and prepare an outreach note for review.
Three jurisdictions. One recordkeeping surface.
Across the US, the EU, and the UK the expectation is the same: keep a traceable record of what the AI did.
Written incident-response policy and 30-day breach notice. Smaller firms comply from June 3, 2026.
SEC 2024-58Supervision must reach generative AI, named an emerging surface in the 2026 oversight report.
FINRA 2026 ReportCommunications rules apply to AI-drafted content, with recordkeeping set out in Notice 25-07.
FINRA Notice 25-07High-risk obligations, and the audit surface they require, take effect August 2, 2026.
EU TimelineSystems-and-controls duties apply to AI use unchanged.
FCA AI in financial servicesDemonstrable oversight is the baseline, not the upgrade.
The record an examiner asks for is the one every framework already expects. Proxara keeps it current and retains it to each rule’s floor.
One trail across every AI surface.
Browser AI
ChatGPT, Claude, Gemini, and every web AI tool, intercepted at the OS network layer.
Internal AI SaaS
Existing enterprise AI stays put. Proxara sits alongside as the audit layer.
MCP gateway
Every tool call from Claude Desktop, Cursor, and internal agents crosses one signed pipeline.
API and webhook
Server-to-server AI calls join the same trail, attributed to the operator on record.
Each interaction maps back to a real person through the firm’s identity vault.
See AI Identity VisibilityWhere no AI policy exists yet.
Only 37% of firms run a formal AI policy in 2026, down 8 points on the year. Proxara ships a baseline mapped to all seven frameworks, firm-editable, in force the moment the gateway turns on.
Darktrace, 2026Already run a policy? It imports as a comparison view the CCO signs, dates, and files.
- 01Baseline policy
Mapped to the seven frameworks. Editable in one screen.
- 02Vocabulary library
Rule packs for FINRA 3110 and SEC Marketing. Firm terms layer on top.
- 03Framework tags
Every interaction routes to the rule it implicates, carrying the version and operator.
The evidence is filed before the question is asked.
The confidence you need to put AI to work without risk.
Tell us what your firm is up against with AI governance, and our team will reply in a few hours.
Book a call